Regulators
We carry out a wide range of services for regulators of
securities, mutual funds, pensions and insurance.
We advise on structure, accountability, autonomy,
conformity with international standards, organisation,
governance and capacity building.
We specialise in:
- Dafting laws, regulations and procedures.
- Setting up surveillance systems.
- Determining capital adequacy standards for intermediaries.
- Drafting public offer procedures.
- Advising on the protection of shareholder rights.
- Setting corporate governance standards.
- Developing the institutional monitoring, supervision, compliance and enforcement capacity.
We can also advise on:
- Division of responsibilities between regulator and the exchange or participants.
- Setting up new regulators.
- Merging existing regulators.